Compliance-01

In this guide we help you make sure your financial promotions meet the FCA’s requirements.

Here are the topics we cover:
 

1.  What constitutes a financial promotion?
2.  What is a 'real-time' or 'non-real time' financial promotion and
     how do they differ?
3.  Why are financial promotions so heavily regulated?
4.  Is social media a viable medium?
5.  Financial promotions policy standards
6.  Training and competency requirements
7.  Management information
8.  Record retention
9.  Specialist areas

You can download The Compliance Guide to Financial Promotions by completing the form.

 

First we need some details...